As regulations and legislation continue to ripple through corporate America, compliance monitoring is increasingly important

CompliancePro® is the fully automated, browser-based software system that incorporates risk management and monitoring compliance performance throughout a financial institution. CompliancePro® streamlines performance by:

• Establishes mandated internal controls by the Sarbanes-Oxley Act are in existence to ensure compliance
• Eliminates an institution's need to develop and constantly revise monitoring procedures to audit compliance with federal consumer regulations for its Compliance, Trust and Audit areas
• Addresses all federal consumer banking regulations with broad accessibility and easy navigation capabilities that are easily customized to fit an institution of any size
• Mirrors the regulators’ compliance examination procedures
• Incorporates a comprehensive set of compliance monitoring/examination instructions, questionnaires, procedures and reviews
• Creates workbooks that guide users through the self-monitoring process, comments on the results of the audits and develops reports

CompliancePro® has recently added features including:

• A new “testing module” to monitor associates’ knowledge of compliance regulations and/or bank policies by line of business or regulation
• A comprehensive “calendar” to schedule and track compliance audits
• A “risk management” module to track the trends in each line of business’ inherent risk and overall compliance risk
• A document management capability to attach work papers to the workbooks as scanned images or PDFs
• Alerts of issues reflected in prior internal compliance audits and/or regulator examination findings
• The capability to record and monitor plans for corrective action
• The capability to send system notices concerning texts, workbook assignment or other matters to designated recipients

For a demo of CompliancePro®, email us.